Week of May 09, 2022 - Regulatory Updates

Updates from agencies like EDA, SEC, EXIM, CFTC and OST from April 25, 2022 to May 01, 2022.


Regulatory content are published by US Federal Agencies on their websites which includes Guidance, Bulletins, Press Releases, etc. The BCube Analytics Content Library provides a one-stop catalog of publications from all the US Federal Agencies regulating the Banking and Financial Services Industry pertaining to Title 12, Title 13, Title 17, and Title 31 of the Electronic Code of Federal Regulations (eCFR). Please find the summary of the updates by the agencies from April 25, 2022 to May 01, 2022.

Final Rules that became Effective this Week

eCFR Updates through Final Rules

Publish Date Agency Effective Date Document Number Regulation
Apr 29, 2022 CFPB Apr 29, 2022 2022-09107 12 CFR 1091-N/A-115-a, b, c

Federal Register Summary

PD NOT PR RULES PD SD PAGES
Apr 29, 2021 117 05 10 00 00 172
Apr 28, 2021 110 09 08 01 01 257
Apr 27, 2021 103 10 16 03 02 292
Apr 26, 2021 73 11 19 01 03 449
Apr 25, 2021 91 01 04 00 00 129

PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.

Agency Publications Summary

ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE

Publish Date Title Industry Verticals
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $751,203 IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT TOURISM DEVELOPMENT IN PUERTO RICO AND THE U.S. VIRGIN ISLANDS, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.5 MILLION IN AMERICAN RESCUE PLAN FUNDS FOR WATER AND ROAD IMPROVEMENTS TO BOOST INDUSTRIAL JOB GROWTH IN MATAGORDA COUNTY, TEXAS, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.6 MILLION IN AMERICAN RESCUE PLAN FUNDS TO IMPROVE INDUSTRIAL PARK IN SAN JUAN COUNTY, NEW MEXICO, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.9 MILLION IN AMERICAN RESCUE PLAN FUNDS TO BOOST INDUSTRIAL GROWTH AND JOB CREATION IN BYRON, GEORGIA, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2.9 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT THE MEAT PROCESSING SECTOR IN CENTRAL MINNESOTA, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $3.2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT TOURISM IN WILDWOOD, NEW JERSEY, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $3.6 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT WORKFORCE TRAINING AND BUSINESS DEVELOPMENT IN SOUTHWEST OHIO, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $6.6 MILLION IN AMERICAN RESCUE PLAN FUNDS FOR RENOVATIONS TO THE WILSON LODGE IN WHEELING, WEST VIRGINIA, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $7 MILLION IN AMERICAN RESCUE PLAN FUNDS FOR CONSTRUCTION OF A WORKFORCE DEVELOPMENT CENTER IN SOUTHAVEN, MISSISSIPPI, Related Rules: 13 Business Credit and Assistance
Apr 28, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $10.2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT INFRASTRUCTURE IMPROVEMENTS IN SOUTH CAROLINA, Related Rules: 13 Business Credit and Assistance
Apr 27, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.9 MILLION IN AMERICAN RESCUE PLAN FUNDS TO ESTABLISH TRIBAL HEALTH CENTER IN CEDAR CITY, UTAH, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $536,200 IN AMERICAN RESCUE PLAN FUNDS TO DEVELOP ENERGY INDEPENDENCE STUDY FOR THE PUEBLO OF JEMEZ TRIBE, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1 MILLION FOR CRITICAL INFRASTRUCTURE TO SUPPORT BUSINESS GROWTH IN GUYMON, OKLAHOMA, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT ECONOMIC DIVERSIFICATION AT THE LITTLE TRAVERSE BAY BANDS OF ODAWA INDIANS RESERVATION IN NORTHERN MICHIGAN, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.5 MILLION IN AMERICAN RESCUE PLAN FUNDS FOR WATER INFRASTRUCTURE UPGRADES TO SUPPORT BUSINESS EXPANSION IN KINGSPORT, TENNESSEE, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO PROVIDE CRITICAL INFRASTRUCTURE TO SUPPORT BUSINESS GROWTH IN CARLSBAD, NEW MEXICO, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT HEALTHCARE WORKFORCE TRAINING IN JENA, LOUISIANA, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO EXPAND HEALTHCARE WORKFORCE TRAINING IN SIOUX CITY, IOWA, Related Rules: 13 Business Credit and Assistance
Apr 26, 2021 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2.2 MILLION TO SUPPORT COMMERCIAL FISHING INDUSTRY IN KENNEBUNKPORT, MAINE, Related Rules: 13 Business Credit and Assistance

SECURITIES AND EXCHANGE COMMISSION

Publish Date Title Industry Verticals
Apr 29, 2022 Document Code: 2022-74, Title: Small Business Advisory Committee to Host Virtual Meeting to Discuss Proposed Rules on Climate Disclosures and SPACs, Related Rules: 17 Commodity and Securities Exchanges
Apr 29, 2022 Document Code: 2022-75, Title: SEC Commemorates Financial Capability Month with Robust Slate of Investor Education Events and Resources, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: 2022-72, Title: SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: 2022-73, Title: Medley Management and Former Co-CEOs to Pay $10 Million Penalty for Misleading Investors and Clients, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Remarks before the Older Investor Roundtable, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Closing Remarks to the Older Investor Roundtable, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Remarks at Virtual Roundtable on the Future of Going Public and Expanding Investor Opportunities: A Comparative Discussion on IPOs and the Rise of SPACs, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Older Investor Roundtable, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Spotlight on Enforcement Task Force Focused on Climate and ESG Issues, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: 2022-70, Title: SEC Charges Archegos and its Founder with Massive Market Manipulation Scheme, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: 2022-71, Title: Inspector General Carl W. Hoecker to Retire from SEC, Related Rules: 17 Commodity and Securities Exchanges
Apr 26, 2022 Document Code: N/A, Title: “The Name’s Bond:" Remarks at City Week, Related Rules: 17 Commodity and Securities Exchanges
Apr 25, 2022 Document Code: 2022-67, Title: SEC Issues $6 Million Award to Five Whistleblowers, Related Rules: 17 Commodity and Securities Exchanges
Apr 25, 2022 Document Code: 2022-68, Title: SEC Updates List of Firms Using Inaccurate Information to Solicit Investors, Related Rules: 17 Commodity and Securities Exchanges
Apr 25, 2022 Document Code: 2022-69, Title: SEC Announces Older Investor Roundtable Event to Be Held April 28, Related Rules: 17 Commodity and Securities Exchanges

EXPORT-IMPORT BANK OF THE UNITED STATES

Publish Date Title Industry Verticals
Apr 29, 2021 Document Code: N/A, Title: EXIM Releases March 2022 Monthly Small Business Authorization Data, Related Rules: 12 Banks and Banking
Apr 29, 2021 Document Code: N/A, Title: READOUT: Export-Import Bank of the United States Chair Reta Jo Lewis Meets with Finnish Minister for Development Cooperation and Foreign Trade, Related Rules: 12 Banks and Banking
Apr 29, 2021 Document Code: N/A, Title: Export-Import Bank of the United States Launches New Agency Website, Related Rules: 12 Banks and Banking
Apr 29, 2021 Document Code: N/A, Title: Export-Import Bank of the United States Board of Directors Votes on COVID-19 Relief Measures, Related Rules: 12 Banks and Banking
Apr 28, 2021 Document Code: N/A, Title: genda of the Meeting of the Board of Directors, Related Rules: 12 Banks and Banking
Apr 28, 2021 Document Code: N/A, Title: Agenda of the Meeting of the Board of Directors, Related Rules: 12 Banks and Banking
Apr 26, 2021 Document Code: N/A, Title: READOUT: Export-Import Bank of the United States Chair Reta Jo Lewis Meets with Delegations from Bulgaria and Lithuania, Related Rules: 12 Banks and Banking

COMMODITY FUTURES TRADING COMMISSION

Publish Date Title Industry Verticals
Apr 28, 2022 Document Code: N/A, Title: Statement of Commissioner Caroline D. Pham Regarding Charges Against Archegos Capital Management, Related Rules: 17 Commodity and Securities Exchanges
Apr 28, 2022 Document Code: N/A, Title: Commissioners Johnson and Mersinger to Participate in a Fireside Chat at FIA’s Law & Compliance Division Conference, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: 8518-22, Title: CFTC Commissioner Goldsmith Romero Announces Staff Appointments, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: 8519-22, Title: CFTC Announces Staff Roundtable Discussion on Non-intermediation, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: 8520-22, Title: CFTC Charges Archegos Capital Management and Three Employees with Scheme to Defraud Resulting in Swap Counterparty Losses Over $10 Billion, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: N/A, Title: Chairman Behnam to Participate in a Fireside Chat at City Week 2022 in London, Related Rules: 17 Commodity and Securities Exchanges
Apr 27, 2022 Document Code: N/A, Title: Commissioners Goldsmith Romero and Pham to Participate in a Fireside Chat at FIA’s Law & Compliance Division Conference, Related Rules: 17 Commodity and Securities Exchanges

OFFICE OF THE SECRETARY OF THE TREASURY

Publish Date Title Industry Verticals
Apr 29, 2022 Document Code: N/A, Title: Secretary of the Treasury Janet L. Yellen Convenes Finance and Development Ministers and Multilateral Development Bank Leaders to Discuss Scaling Up High-Quality Infrastructure Investment, Related Rules: 31 Money and Finance: Treasury
Apr 29, 2022 Document Code: N/A, Title: Report on Foreign Portfolio Holdings of U.S. Securities at End-June 2021, Related Rules: 31 Money and Finance: Treasury
Apr 27, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with World Trade Organization Director-General Ngozi Okonjo-Iweala, Related Rules: 31 Money and Finance: Treasury
Apr 27, 2022 Document Code: N/A, Title: Remarks by Secretary of the Treasury Janet L. Yellen on Economic Lessons and Principles in Relief and Recovery, Related Rules: 31 Money and Finance: Treasury
Apr 27, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Indonesia Coordinating Minister for Maritime Affairs and Investment Luhut Binsar Pandjaitan, Related Rules: 31 Money and Finance: Treasury
Apr 26, 2022 Document Code: N/A, Title: Deputy Secretary of the Treasury Wally Adeyemo Highlights Orlando Job Training Programs Funded By The American Rescue Plan, Related Rules: 31 Money and Finance: Treasury