Week of March 21, 2022 - Regulatory Updates

Updates from agencies like OST, SEC, DOT, CFTC, and SBA from March 07, 2022 to March 13, 2022.


The agencies publish daily updates on their websites that contains information including Guidance, Bulletins, SR Letters, Press Releases, etc. Not all of these updates are published in the Federal Register as they are not necessarily rules. However, they contain critical information about events, rules, and interpretations. The BCube Content Library provides a one-stop catalog of publications from all the agencies regulating the Banking and Financial Services Industry pertaining to Title 12, 13, 17, and 31 of the eCFR. Please find the summary of the updates from these agencies from March 07, 2022 to March 13, 2022.

Final Rules that became Effective this Week

eCFR Updates through Final Rules

Publish Date Agency Effective Date Document Number Regulation
Mar 10, 2022 DOT Mar 09, 2022 2022-04843 31 CFR 35-C-(26-29)-N/A

Federal Register Summary

PD NOT PR RULES PD SD PAGES
Mar 11, 2022 117 02 10 00 00 242
Mar 10, 2022 87 07 07 01 02 275
Mar 09, 2022 78 06 20 01 00 510
Mar 08, 2022 102 10 12 00 02 261
Mar 07, 2022 93 10 17 02 01 297

PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.

Agency Publications Summary

OFFICE OF THE SECRETARY OF THE TREASURY

Publish Date Title Industry Verticals
Mar 11, 2022 Document Code: N/A, Title: Treasury Sanctions Kremlin Elites, Leaders, Oligarchs, and Family for Enabling Putin’s War Against Ukraine, Related Rules: 31 Money and Finance: Treasury
Mar 11, 2022 Document Code: N/A, Title: Treasury Targets Russian Individuals and Entities Supporting DPRK Weapons of Mass Destruction and Ballistic Missile Programs, Related Rules: 31 Money and Finance: Treasury
Mar 11, 2022 Document Code: N/A, Title: Remarks by Secretary of the Treasury Janet L. Yellen at the Denver Mint, Related Rules: 31 Money and Finance: Treasury
Mar 11, 2022 Document Code: N/A, Title: Remarks by Secretary of the Treasury Janet L. Yellen on the Anniversary of the American Rescue Plan Act in Denver, Colorado, Related Rules: 31 Money and Finance: Treasury
Mar 10, 2022 Document Code: N/A, Title: Treasury and IRS Announce Aggressive Plan to End Pandemic Inventory Backlog This Year, Related Rules: 31 Money and Finance: Treasury
Mar 10, 2022 Document Code: N/A, Title: In Pennsylvania, Deputy Secretary of the Treasury Wally Adeyemo Highlights Emergency Rental Assistance Programs with Governor Wolf and Philadelphia Mayor Kenney, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: Statement by Secretary of the Treasury Janet L. Yellen on President Biden's Executive Order on Digital Assets, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: Remarks by Secretary of the Treasury Janet L. Yellen on White House Call with U.S. Mayors Marking the Anniversary of the American Rescue Plan, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: FACT SHEET: The Impact of the American Rescue Plan after One Year, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Counterparts from Australia, Canada, New Zealand, and the United Kingdom, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: Deputy Secretary of the Treasury Wally Adeyemo Highlights Emergency Rental Assistance Program in Memphis, Tennessee on American Rescue Plan Anniversary Tour, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: Remarks by Deputy Secretary of the Treasury Wally Adeyemo from American Rescue Plan Anniversary Visit to Emergency Rental Assistance Program in Memphis, Tennessee, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: U.S. Treasury Guidance on President Biden’s Executive Order, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: Treasury Launches Consumer Education Effort on Digital Assets, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: Remarks by Under Secretary for Domestic Finance Nellie Liang at the Institute of International Bankers’ Annual Washington Conference, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: Joint Statement on the U.S.-EU Joint Financial Regulatory Forum, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: New Treasury Report Finds Corporate Concentration, Anti-competitive Practices Have Stifled Wages for Workers and Reduced their Power in the Marketplace, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Call with French Finance Minister Bruno Le Maire, Related Rules: 31 Money and Finance: Treasury

SECURITIES AND EXCHANGE COMMISSION

Publish Date Title Industry Verticals
Mar 11, 2022 Document Code: 2022-40, Title: SEC Awards Approximately $14 Million to Whistleblower, Related Rules: 17 Commodity and Securities Exchanges
Mar 10, 2022 Document Code: N/A, Title: Prepared Remarks before the Investor Advisory Committee, Related Rules: 17 Commodity and Securities Exchanges
Mar 10, 2022 Document Code: N/A, Title: Remarks at Meeting of the SEC Investor Advisory Committee, Related Rules: 17 Commodity and Securities Exchanges
Mar 10, 2022 Document Code: N/A, Title: Investor Advisory Committee Meeting, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: 2022-39, Title: SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Statement on Proposal for Mandatory Cybersecurity Disclosures, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Statement in Support of a Multi-Pronged Approach to Cybersecurity, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Assessing Materiality: Focusing on the Reasonable Investor When Evaluating Errors, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Open Meeting, Related Rules: 17 Commodity and Securities Exchanges
Mar 08, 2022 Document Code: 2022-37, Title: SEC Charges Siblings in $124 Million Crypto Fraud Operation that included Misleading Roadshows, YouTube Videos, Related Rules: 17 Commodity and Securities Exchanges
Mar 08, 2022 Document Code: 2022-38, Title: SEC Awards More Than $3.5 Million to Whistleblower, Related Rules: 17 Commodity and Securities Exchanges
Mar 08, 2022 Document Code: N/A, Title: The Shareholder Proposal Rule: A Cornerstone of Corporate Democracy, Related Rules: 17 Commodity and Securities Exchanges
Mar 07, 2022 Document Code: 2022-35, Title: SEC Charges Previously-Barred Investment Adviser with Fraud, Related Rules: 17 Commodity and Securities Exchanges
Mar 07, 2022 Document Code: 2022-36, Title: SEC Investor Advisory Committee to Discuss Artificial Intelligence and Cybersecurity on March 10, Related Rules: 17 Commodity and Securities Exchanges

SECRET SERVICE, DEPARTMENT OF THE TREASURY

Publish Date Title Industry Verticals
Mar 10, 2022 Document Code: N/A, Title: Former Uniformed Division K-9 Officer “Hurricane” Awarded Distinguished Service Medal, Related Rules: 31 Money and Finance: Treasury
Mar 10, 2022 Document Code: N/A, Title: Two Indicted in East Texas Cryptocurrency Money Laundering Scheme, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: Sodinokibi/REvil Ransomware Defendant Extradited to United States and Arraigned in Texas, Related Rules: 31 Money and Finance: Treasury
Mar 09, 2022 Document Code: N/A, Title: Presque Isle Woman Sentenced for Passing Counterfeit Money, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: Sherwood Woman Sentenced to 96 Months in Prison for Bank Fraud and Stealing from Social Security, Related Rules: 31 Money and Finance: Treasury
Mar 08, 2022 Document Code: N/A, Title: San Antonio Man Sentenced for Bank Fraud, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: New Jersey Man Convicted of Threatening Federal Law Enforcement Officers, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: Nigerian National Sentenced to Prison for Role in Romance Fraud Scheme, Related Rules: 31 Money and Finance: Treasury
Mar 07, 2022 Document Code: N/A, Title: Romanian National, Part of ATM-Skimming Conspiracy, Sentenced to 30 Months in Prison, Related Rules: 31 Money and Finance: Treasury

COMMODITY FUTURES TRADING COMMISSION

Publish Date Title Industry Verticals
Mar 10, 2022 Document Code: 8499-22, Title: CFTC Seeks Public Comment on FTX Request for Amended DCO Registration Order, Related Rules: 17 Commodity and Securities Exchanges
Mar 10, 2022 Document Code: 8500-22, Title: CFTC Awards Approximately $500,000 to Two Whistleblowers, Related Rules: 17 Commodity and Securities Exchanges
Mar 09, 2022 Document Code: N/A, Title: Statement of Chairman Rostin Behnam on the President’s Executive Order on Digital Assets, Related Rules: 17 Commodity and Securities Exchanges
Mar 08, 2022 Document Code: 8498-22, Title: CFTC Charges Four Operators for $44 Million Bitcoin Ponzi and Misappropriation Schemes, Related Rules: 17 Commodity and Securities Exchanges
Mar 08, 2022 Document Code: N/A, Title: Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Relating to Bitcoin Fraud, Related Rules: 17 Commodity and Securities Exchanges
Mar 07, 2022 Document Code: N/A, Title: Chairman Behnam to Participate in a Fireside Chat at IIB’s 2022 Annual Washington Conference, Related Rules: 17 Commodity and Securities Exchanges

SMALL BUSINESS ADMINISTRATION

Publish Date Title Industry Verticals
Mar 12, 2022 Document Code: 22-18, Title: Statement by SBA Administrator Guzman on the First Anniversary of the American Rescue Plan, Related Rules: 13 Business Credit and Assistance
Mar 11, 2022 Document Code: 22-17, Title: SBA Announces Funding Opportunity to Provide Continuation of Boots to Business Entrepreneurship Training, Related Rules: 13 Business Credit and Assistance
Mar 10, 2022 Document Code: RO22-11, Title: READOUT: SBA Administrator Joined Congresswomen Brenda Lawrence, Rashida Tlaib, and Haley Stevens in Detroit to Highlight the SBA’s Efforts to Support ‘Made in America’ Initiatives, Related Rules: 13 Business Credit and Assistance
Mar 08, 2022 Document Code: RO22-10, Title: READOUT: Following State of the Union, SBA Administrator Guzman Highlights Biden Administration Investments in Manufacturers, Small Businesses During Visits to Cooperstown, N.Y. and Baltimore, Related Rules: 13 Business Credit and Assistance
Mar 07, 2022 Document Code: 22 - 17, Title: WHAT THEY ARE SAYING: Corporate America, Chambers, Local Small Business Leaders Applaud New SBDA Digital Initiative for Entrepreneurs, Related Rules: 13 Business Credit and Assistance