The agencies regulating the Banking and Financial Services Industry under Title 12, Title 13, Title 17, and Title 31 of the Electronic Code of Federal Regulations (eCFR) publish daily updates on their websites that contain information including Guidance, Bulletins, Press Releases, etc. Please find the summary of the updates by these agencies from April 11, 2022 to April 17, 2022.
Final Rules that became Effective this Week
eCFR Updates through Final Rules
| Publish Date | Agency | Effective Date | Document Number | Regulation |
|---|---|---|---|---|
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 232-N/A-405-b |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 270-N/A-(18f-4)-a |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 270-N/A-(20a-1)-a |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 270-N/A-(22c-1)-b |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 270-N/A-(22e-3)-a |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 270-N/A-(32a-1)-N/A |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 275-N/A-(204-2)-a |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 275-N/A-(204-3)-b |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 275-N/A-(204-5)-e |
| Apr 15, 2022 | SEC | Apr 15, 2022 | 2022-06972 | 17 CFR 275-N/A-(206(4)-1)-b |
Federal Register Summary
| PD | NOT | PR | RULES | PD | SD | PAGES |
|---|---|---|---|---|---|---|
| Apr 15, 2022 | 95 | 03 | 10 | 00 | 02 | 377 |
| Apr 14, 2022 | 84 | 11 | 14 | 02 | 01 | 332 |
| Apr 13, 2022 | 92 | 07 | 13 | 03 | 02 | 362 |
| Apr 12, 2022 | 75 | 07 | 09 | 00 | 03 | 192 |
| Apr 11, 2022 | 86 | 22 | 17 | 01 | 01 | 546 |
PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.
Agency Publications Summary
SECRET SERVICE, DEPARTMENT OF THE TREASURY
| Publish Date | Title | Industry Verticals |
|---|---|---|
| Apr 15, 2022 | Document Code: N/A, Title: Louisville Man Sentenced to 15 Years in Federal Prison for Child Exploitation Crimes, Related Rules: 31 | Money and Finance: Treasury |
| Apr 14, 2022 | Document Code: N/A, Title: Fort McCoy Man Indicted For Attempting To Entice A 12-Year-Old Child To Engage In Sexual Activity, Related Rules: 31 | Money and Finance: Treasury |
| Apr 14, 2022 | Document Code: N/A, Title: Meriden Woman Who Embezzled More Than $400K is Sentenced, Related Rules: 31 | Money and Finance: Treasury |
| Apr 13, 2022 | Document Code: N/A, Title: Amarillo Men Plead Guilty to Defrauding Cattle Feed Supplement Company, Related Rules: 31 | Money and Finance: Treasury |
| Apr 13, 2022 | Document Code: N/A, Title: Four Individuals Charged with Conspiring to Launder Money Obtained from Romance Scams, Related Rules: 31 | Money and Finance: Treasury |
| Apr 13, 2022 | Document Code: N/A, Title: Jury Finds Defendant Guilty in Multi-State Mother-Son Fraud Scheme, Related Rules: 31 | Money and Finance: Treasury |
| Apr 13, 2022 | Document Code: N/A, Title: Former Bank Employee Admits Role in Fraud Scheme, Related Rules: 31 | Money and Finance: Treasury |
| Apr 13, 2022 | Document Code: N/A, Title: Two Sentenced for Conspiring with State Contractor in Multi-million Dollar Unemployment Fraud Scheme, Related Rules: 31 | Money and Finance: Treasury |
| Apr 12, 2022 | Document Code: N/A, Title: Former Dealership Sales Associate Pleads Guilty to Wire Fraud, Related Rules: 31 | Money and Finance: Treasury |
| Apr 12, 2022 | Document Code: N/A, Title: U.S. Leads Seizure of One of the World’s Largest Hacker Forums and Arrests Administrator, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Karon Ransom Named Special Agent in Charge of the U.S. Secret Service Las Vegas Field Office, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Bradenton Man Sentenced To 18 Months For Manufacturing Counterfeit Currency, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Robert S. Canestrari Named Special Agent in Charge of the U.S. Secret Service Seattle Field Office, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Three California Women Indicted For Conspiracy To Commit Wire Fraud And Related Offenses, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: ‘Modern-day Bonnie and Clyde’ face fraud charges related to mailbox thefts, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Fourth Defendant Pleads Guilty in Scheme to Employ Homeless Individuals to Cash Bogus Business Checks, Related Rules: 31 | Money and Finance: Treasury |
| Apr 11, 2022 | Document Code: N/A, Title: Jason Reynolds Named Special Agent in Charge of the U.S. Secret Service San Diego Field Office, Related Rules: 31 | Money and Finance: Treasury |
ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE
CONSUMER FINANCIAL PROTECTION BUREAU
SECURITIES AND EXCHANGE COMMISSION
| Publish Date | Title | Industry Verticals |
|---|---|---|
| Apr 15, 2022 | Document Code: N/A, Title: Statement Regarding SPAC Matter, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 14, 2022 | Document Code: 2022-61, Title: SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 14, 2022 | Document Code: N/A, Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC), Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 14, 2022 | Document Code: N/A, Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 14, 2022 | Document Code: N/A, Title: Statement on Jury’s Verdict in Trial of Tytus W. Harkins, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 12, 2022 | Document Code: N/A, Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 12, 2022 | Document Code: N/A, Title: Statement in the Matter of David Hansen, Related Rules: 17 | Commodity and Securities Exchanges |
| Apr 11, 2022 | Document Code: N/A, Title: Environmental, Social and Governance (ESG), Related Rules: 17 | Commodity and Securities Exchanges |