Week of April 25, 2022 - Regulatory Updates

Updates from agencies like DOT, EDA, CFPB, SEC, and OST from April 11, 2022 to April 17, 2022.


The agencies regulating the Banking and Financial Services Industry under Title 12, Title 13, Title 17, and Title 31 of the Electronic Code of Federal Regulations (eCFR) publish daily updates on their websites that contain information including Guidance, Bulletins, Press Releases, etc. Please find the summary of the updates by these agencies from April 11, 2022 to April 17, 2022.

Final Rules that became Effective this Week

eCFR Updates through Final Rules

Publish Date Agency Effective Date Document Number Regulation
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 232-N/A-405-b
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 270-N/A-(18f-4)-a
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 270-N/A-(20a-1)-a
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 270-N/A-(22c-1)-b
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 270-N/A-(22e-3)-a
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 270-N/A-(32a-1)-N/A
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 275-N/A-(204-2)-a
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 275-N/A-(204-3)-b
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 275-N/A-(204-5)-e
Apr 15, 2022 SEC Apr 15, 2022 2022-06972 17 CFR 275-N/A-(206(4)-1)-b

Federal Register Summary

PD NOT PR RULES PD SD PAGES
Apr 15, 2022 95 03 10 00 02 377
Apr 14, 2022 84 11 14 02 01 332
Apr 13, 2022 92 07 13 03 02 362
Apr 12, 2022 75 07 09 00 03 192
Apr 11, 2022 86 22 17 01 01 546

PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.

Agency Publications Summary

SECRET SERVICE, DEPARTMENT OF THE TREASURY

Publish Date Title Industry Verticals
Apr 15, 2022 Document Code: N/A, Title: Louisville Man Sentenced to 15 Years in Federal Prison for Child Exploitation Crimes, Related Rules: 31 Money and Finance: Treasury
Apr 14, 2022 Document Code: N/A, Title: Fort McCoy Man Indicted For Attempting To Entice A 12-Year-Old Child To Engage In Sexual Activity, Related Rules: 31 Money and Finance: Treasury
Apr 14, 2022 Document Code: N/A, Title: Meriden Woman Who Embezzled More Than $400K is Sentenced, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Amarillo Men Plead Guilty to Defrauding Cattle Feed Supplement Company, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Four Individuals Charged with Conspiring to Launder Money Obtained from Romance Scams, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Jury Finds Defendant Guilty in Multi-State Mother-Son Fraud Scheme, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Former Bank Employee Admits Role in Fraud Scheme, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Two Sentenced for Conspiring with State Contractor in Multi-million Dollar Unemployment Fraud Scheme, Related Rules: 31 Money and Finance: Treasury
Apr 12, 2022 Document Code: N/A, Title: Former Dealership Sales Associate Pleads Guilty to Wire Fraud, Related Rules: 31 Money and Finance: Treasury
Apr 12, 2022 Document Code: N/A, Title: U.S. Leads Seizure of One of the World’s Largest Hacker Forums and Arrests Administrator, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Karon Ransom Named Special Agent in Charge of the U.S. Secret Service Las Vegas Field Office, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Bradenton Man Sentenced To 18 Months For Manufacturing Counterfeit Currency, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Robert S. Canestrari Named Special Agent in Charge of the U.S. Secret Service Seattle Field Office, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Three California Women Indicted For Conspiracy To Commit Wire Fraud And Related Offenses, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: ‘Modern-day Bonnie and Clyde’ face fraud charges related to mailbox thefts, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Fourth Defendant Pleads Guilty in Scheme to Employ Homeless Individuals to Cash Bogus Business Checks, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Jason Reynolds Named Special Agent in Charge of the U.S. Secret Service San Diego Field Office, Related Rules: 31 Money and Finance: Treasury

ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE

Publish Date Title Industry Verticals
Apr 14, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE LAUNCHES $45 MILLION FY22 ‘BUILD TO SCALE’ FUNDING OPPORTUNITY TO STRENGTHEN REGIONAL INNOVATION HUBS AND INVEST IN LOCAL BUSINESS STARTUPS, Related Rules: 13 Business Credit and Assistance
Apr 13, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.1 MILLION IN CARES ACT RECOVERY ASSISTANCE FOR BIOTECHNOLOGY EXPANSION TO DEVELOP TREATMENTS FOR COVID-19 IN BROOKLYN, NEW YORK, Related Rules: 13 Business Credit and Assistance
Apr 13, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $7.3 MILLION TO CATALYZE MARITIME SECTOR EMPLOYMENT WITH NEW INDUSTRIAL PARK IN PORT ANGELES, WASHINGTON, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $911,900 IN CARES ACT RECOVERY ASSISTANCE TO EXPAND WORKFORCE TRAINING IN THE MANUFACTURING, TRANSPORTATION AND HEALTHCARE SECTORS IN CENTRAL ILLINOIS, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.2 MILLION IN CARES ACT RECOVERY ASSISTANCE TO SUPPORT HEALTHCARE WORKFORCE DEVELOPMENT IN THE DALLES, OREGON, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2 MILLION TO HELP ESTABLISH NEW BUSINESS PARK IN KEWAUNEE, WISCONSIN, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2 MILLION TO SUPPORT BUSINESS GROWTH IN LAURENS, SOUTH CAROLINA, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2.8 MILLION TO SUPPORT CLEAN ENERGY BUSINESS DEVELOPMENT IN PAULSBORO, NEW JERSEY, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $7.3 MILLION TO HELP GET EMPLOYEES TO WORK IN NORTH SLOPE BOROUGH, ALASKA, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: STATUS OF FUNDS UPDATE FOR AMERICAN RESCUE PLAN PROGRAMS, Related Rules: 13 Business Credit and Assistance
Apr 12, 2022 Document Code: N/A, Title: AMERICAS COMPETITIVE EXCHANGE (ACE) BRINGS HIGH-LEVEL GLOBAL DELEGATION TO LOUISIANA, Related Rules: 13 Business Credit and Assistance

CONSUMER FINANCIAL PROTECTION BUREAU

Publish Date Title Industry Verticals
Apr 14, 2022 Document Code: N/A, Title: The student loan pause was extended—three things to keep in mind, Related Rules: 12 Banks and Banking
Apr 14, 2022 Document Code: N/A, Title: Protecting families and honest businesses from debt collection abuses, Related Rules: 12 Banks and Banking
Apr 13, 2022 Document Code: N/A, Title: Consumers on course to save $1 billion in NSF fees annually, but some banks continue to charge these fees, Related Rules: 12 Banks and Banking
Apr 12, 2022 Document Code: N/A, Title: CFPB Charges TransUnion and Senior Executive John Danaher with Violating Law Enforcement Order, Related Rules: 12 Banks and Banking
Apr 12, 2022 Document Code: N/A, Title: Director Chopra’s Prepared Remarks on the Repeat Offender Lawsuit Against TransUnion and John Danaher, Related Rules: 12 Banks and Banking
Apr 12, 2022 Document Code: N/A, Title: Busting myths about bankruptcy and private student loans, Related Rules: 12 Banks and Banking
Apr 11, 2022 Document Code: N/A, Title: Are you getting the help with your medical bills you are entitled to?, Related Rules: 12 Banks and Banking
Apr 11, 2022 Document Code: N/A, Title: Know your rights and protections when it comes to medical bills and collections, Related Rules: 12 Banks and Banking

SECURITIES AND EXCHANGE COMMISSION

Publish Date Title Industry Verticals
Apr 15, 2022 Document Code: N/A, Title: Statement Regarding SPAC Matter, Related Rules: 17 Commodity and Securities Exchanges
Apr 14, 2022 Document Code: 2022-61, Title: SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme, Related Rules: 17 Commodity and Securities Exchanges
Apr 14, 2022 Document Code: N/A, Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC), Related Rules: 17 Commodity and Securities Exchanges
Apr 14, 2022 Document Code: N/A, Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business, Related Rules: 17 Commodity and Securities Exchanges
Apr 14, 2022 Document Code: N/A, Title: Statement on Jury’s Verdict in Trial of Tytus W. Harkins, Related Rules: 17 Commodity and Securities Exchanges
Apr 12, 2022 Document Code: N/A, Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing, Related Rules: 17 Commodity and Securities Exchanges
Apr 12, 2022 Document Code: N/A, Title: Statement in the Matter of David Hansen, Related Rules: 17 Commodity and Securities Exchanges
Apr 11, 2022 Document Code: N/A, Title: Environmental, Social and Governance (ESG), Related Rules: 17 Commodity and Securities Exchanges

OFFICE OF THE SECRETARY OF THE TREASURY

Publish Date Title Industry Verticals
Apr 15, 2022 Document Code: N/A, Title: Remarks by Assistant Secretary for Tax Policy Lily Batchelder on Global Corporate Tax at the Hutchins Center at Brookings Institute and the Urban-Brookings Tax Policy Center, Related Rules: 31 Money and Finance: Treasury
Apr 15, 2022 Document Code: N/A, Title: Treasury International Capital Data for February, Related Rules: 31 Money and Finance: Treasury
Apr 14, 2022 Document Code: N/A, Title: Secretary Janet L. Yellen Highlights Year One Accomplishments on Treasury’s Efforts to Promote an Equitable Recovery and Equitable Economic Growth, Related Rules: 31 Money and Finance: Treasury
Apr 13, 2022 Document Code: N/A, Title: Remarks by Secretary of the Treasury Janet L. Yellen on Way Forward for the Global Economy, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Treasury Targets Actors for Destabilizing Behavior Throughout the Western Balkans, Related Rules: 31 Money and Finance: Treasury
Apr 11, 2022 Document Code: N/A, Title: Treasury Sanctions Notorious Kinahan Organized Crime Group, Related Rules: 31 Money and Finance: Treasury