Week of April 11, 2022 - Regulatory Updates

Updates from agencies like SEC, EDA, OST, OCC, and SBA from March 28, 2022 to April 03, 2022.


The agencies publish daily updates on their websites that contains information including Guidance, Bulletins, SR Letters, Press Releases, etc. Not all of these updates are published in the Federal Register as they are not necessarily rules. However, they contain critical information about events, rules, and interpretations. The BCube Content Library provides a one-stop catalog of publications from all the agencies regulating the Banking and Financial Services Industry pertaining to Title 12, 13, 17, and 31 of the eCFR. Please find the summary of the updates from these agencies from March 28, 2022 to April 03, 2022.

Final Rules that became Effective this Week

eCFR Updates through Final Rules

Publish Date Agency Effective Date Document Number Regulation
Mar 31, 2022 SBA May 02, 2022 2022-06604 13 CFR 121-N/A-201-N/A
Mar 31, 2022 SBA May 02, 2022 2022-06609 13 CFR 121-N/A-201-N/A
Mar 31, 2022 SBA May 02, 2022 2022-06608 13 CFR 121-N/A-201-N/A
Mar 31, 2022 SBA May 02, 2022 2022-06611 13 CFR 121-N/A-201-N/A

Federal Register Summary

PD NOT PR RULES PD SD PAGES
Apr 01, 2022 83 14 12 04 05 399
Mar 31, 2022 77 12 15 04 04 365
Mar 30, 2022 104 06 11 00 03 374
Mar 29, 2022 89 05 10 01 01 290
Mar 28, 2022 106 13 09 01 04 795

PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.

Agency Publications Summary

SECURITIES AND EXCHANGE COMMISSION

Publish Date Title Industry Verticals
Apr 01, 2022 Document Code: N/A, Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit, Related Rules: 17 Commodity and Securities Exchanges
Mar 31, 2022 Document Code: N/A, Title: Prepared Remarks Before the 2022 SEC Investor Advocacy Clinic Summit, Related Rules: 17 Commodity and Securities Exchanges
Mar 31, 2022 Document Code: N/A, Title: Response to Staff Accounting Bulletin No. 121, Related Rules: 17 Commodity and Securities Exchanges
Mar 31, 2022 Document Code: N/A, Title: 2022 SEC Investor Advocacy Clinic Summit: Virtual Outreach Event, Related Rules: 17 Commodity and Securities Exchanges
Mar 31, 2022 Document Code: N/A, Title: Equity Market Structure Roundtables, Related Rules: 17 Commodity and Securities Exchanges
Mar 31, 2022 Document Code: N/A, Title: Spotlight on Fixed Income Market Structure Advisory Committee (FIMSAC), Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: 2022-56, Title: SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: 2022-57, Title: SEC Division of Examinations Announces 2022 Examination Priorities, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Statement on Staff Bulletin on Account Recommendations to Retail Investors, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Statement on the SPACs Proposal, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Statement on the Proposal to Enhance Investor Protections in SPACs, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Damning and Deeming: Dissenting Statement on Shell Companies, Projections, and SPACs Proposal, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Statement on Proposal on Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Open Meeting, Related Rules: 17 Commodity and Securities Exchanges
Mar 30, 2022 Document Code: N/A, Title: Regulation Best Interest, Form CRS and Related Interpretations, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: 2022-53, Title: SEC to Host Free Virtual Outreach Event to Help Older Adults and Their Caregivers Avoid Financial Fraud, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: 2022-54, Title: SEC Proposes Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers”, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: 2022-55, Title: SEC Charges Seven California Residents in Insider Trading Ring, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: N/A, Title: Statement on the Further Definition of a Dealer-Trader, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: N/A, Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer, Related Rules: 17 Commodity and Securities Exchanges
Mar 28, 2022 Document Code: N/A, Title: Remarks at the ICI Investment Management Conference, Related Rules: 17 Commodity and Securities Exchanges

ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE

Publish Date Title Industry Verticals
Apr 01, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $500,000 IN AMERICAN RESCUE PLAN FUNDS TO EXPAND SUPPORT FOR STARTUP BUSINESSES IN NEW ORLEANS, LOUISIANA, Related Rules: 13 Business Credit and Assistance
Apr 01, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.6 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT SMALL BUSINESSES IN SOUTHWESTERN OREGON, Related Rules: 13 Business Credit and Assistance
Apr 01, 2022 Document Code: N/A, Title: EDA FOCUSED ON EQUITY, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $517,924 IN AMERICAN RESCUE PLAN FUNDS TO PROMOTE TRAVEL AND TOURISM ALONG THE BLUE RIDGE PARKWAY IN NORTH CAROLINA, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $786,104 IN AMERICAN RESCUE PLAN FUNDS TO HELP EXPAND MINORITY OWNED BUSINESSES IN THE ATLANTA BELTLINE, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $800,000 IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT PANDEMIC ECONOMIC RECOVERY PLANNING EFFORTS IN UNDERSERVED COMMUNITIES ACROSS THE SOUTHEAST, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $800,000 IN AMERICAN RESCUE PLAN FUNDS TO CAPITALIZE REVOLVING LOAN FUND TO SERVE SMALL BUSINESSES IN SOUTHWEST WISCONSIN, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $800,000 IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT TRAINING AND DEVELOPMENT OF TRIBAL ENTREPRENEURS IN NEW MEXICO, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $992,586 IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT MANUFACTURING BUSINESS AND CREATE JOBS IN HOULTON, MAINE, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO BOOST ENTREPRENEURIAL GROWTH AND JOB CREATION EFFORTS IN HUNTINGDON, PENNSYLVANIA, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.5 MILLION IN AMERICAN RESCUE PLAN FUNDS TO MAKE CRITICAL INFRASTRUCTURE IMPROVEMENTS NEEDED TO BOOST BUSINESS GROWTH AND CREATE NEW JOBS IN BRISTOL, TENNESSEE, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.6 MILLION IN AMERICAN RESCUE PLAN FUNDS TO CAPITALIZE REVOLVING LOAN FUND TO SERVE SMALL BUSINESSES IN NORTHERN ILLINOIS, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.7 MILLION IN AMERICAN RESCUE PLAN FUNDS TO EXPAND BROADBAND SERVICE IN TAHLEQUAH, OKLAHOMA, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2.2 MILLION IN AMERICAN RESCUE PLAN FUNDS TO BOOST TOURISM AND OUTDOOR RECREATION ACTIVITY IN NORTH DAKOTA’S RENDEZVOUS REGION, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $2.6 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT MANUFACTURING JOB GROWTH IN BEDFORD COUNTY, PENNSYLVANIA, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $3.3 MILLION IN AMERICAN RESCUE PLAN FUNDS TO BOOST TOURISM-RELATED BUSINESS AND JOB GROWTH IN GAFFNEY, SOUTH CAROLINA, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $3.7 MILLION IN AMERICAN RESCUE PLAN FUNDS TO SUPPORT WORKFORCE TRAINING AND BUSINESS EXPANSION EFFORTS IN HARTFORD, CONNECTICUT, Related Rules: 13 Business Credit and Assistance
Mar 29, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $1.7 MILLION IN CARES ACT RECOVERY ASSISTANCE TO EXPAND BROADBAND SERVICE FOR THE MANUFACTURING, AGRICULTURAL AND TECHNOLOGY INDUSTRIES IN RURAL CENTRAL INDIANA, Related Rules: 13 Business Credit and Assistance
Mar 29, 2022 Document Code: N/A, Title: U.S. DEPARTMENT OF COMMERCE INVESTS $3 MILLION IN CARES ACT RECOVERY ASSISTANCE TO CAPITALIZE REVOLVING LOAN FUND TO SERVE SMALL BUSINESSES IN NORTHWEST AND CENTRAL OKLAHOMA, Related Rules: 13 Business Credit and Assistance
Mar 28, 2022 Document Code: N/A, Title: FEMALE MENTORS HELPED OHIO EDR NAVIGATE CAREER IN ECONOMIC DEVELOPMENT, Related Rules: 13 Business Credit and Assistance

OFFICE OF THE SECRETARY OF THE TREASURY

Publish Date Title Industry Verticals
Apr 01, 2022 Document Code: N/A, Title: Treasury Targets Democratic People’s Republic of Korea (DPRK) Weapons of Mass Destruction Organization and Subsidiaries, Related Rules: 31 Money and Finance: Treasury
Apr 01, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Jamaican Prime Minister Andrew Holness, Related Rules: 31 Money and Finance: Treasury
Apr 01, 2022 Document Code: N/A, Title: Deputy Secretary of the Treasury Wally Adeyemo’s Visit to Paris, France, Related Rules: 31 Money and Finance: Treasury
Mar 31, 2022 Document Code: N/A, Title: Treasury Targets Sanctions Evasion Networks and Russian Technology Companies Enabling Putin’s War, Related Rules: 31 Money and Finance: Treasury
Mar 31, 2022 Document Code: N/A, Title: READOUT: Deputy Secretary of the Treasury Wally Adeyemo’s Visit to Brussels, Belgium, Related Rules: 31 Money and Finance: Treasury
Mar 30, 2022 Document Code: N/A, Title: Treasury Announces $30 Billion in Emergency Rental Assistance Spent or Obligated with Over 4.7 Million Payments Made to Households Through February 2022, Related Rules: 31 Money and Finance: Treasury
Mar 30, 2022 Document Code: N/A, Title: Treasury Sanctions Key Actors in Iran’s Ballistic Missile Program, Related Rules: 31 Money and Finance: Treasury
Mar 30, 2022 Document Code: N/A, Title: READOUT: Deputy Secretary of the Treasury Wally Adeyemo’s Visit to London, United Kingdom, Related Rules: 31 Money and Finance: Treasury
Mar 30, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with UnidosUS, Related Rules: 31 Money and Finance: Treasury
Mar 29, 2022 Document Code: N/A, Title: Remarks by Deputy Secretary of the Treasury Wally Adeyemo on Economic Statecraft in International Affairs at the Chatham House in London, England, Related Rules: 31 Money and Finance: Treasury
Mar 29, 2022 Document Code: N/A, Title: Keynote Address by Treasury’s Counselor for Racial Equity Janis Bowdler at the UnidosUS 2022 Changemakers Summit Affiliate Leadership Breakfast, Related Rules: 31 Money and Finance: Treasury
Mar 29, 2022 Document Code: N/A, Title: Statement by the Temporary Alternate Governor for the United States of America Alexia Latortue, 2022 Annual Meetings of the Boards of Governors of the Inter-American Development Bank and Inter-American Investment Corporation, Related Rules: 31 Money and Finance: Treasury
Mar 29, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Irish Finance Minister and Eurogroup President Paschal Donohoe, Related Rules: 31 Money and Finance: Treasury
Mar 28, 2022 Document Code: N/A, Title: U.S. Department of the Treasury Releases Greenbook, Outlining Tax Proposals Will Help Build a Better America, Related Rules: 31 Money and Finance: Treasury
Mar 28, 2022 Document Code: N/A, Title: Statement by Treasury Secretary Janet L. Yellen on the President’s Fiscal Year 2023 Budget and Treasury Strategic Plan for Fiscal Years 2022-2026, Related Rules: 31 Money and Finance: Treasury
Mar 28, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Prime Minister of Singapore Lee Hsien Loong, Related Rules: 31 Money and Finance: Treasury

OFFICE OF THE COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

Publish Date Title Industry Verticals
Apr 01, 2022 Document Code: N/A, Title: Acting Comptroller Discusses Large Bank Resolvability, Related Rules: 12 Banks and Banking
Apr 01, 2022 Document Code: NR 2022-33, Title: Acting Comptroller Discusses Large Bank Resolvability, Related Rules: 12 Banks and Banking
Apr 01, 2022 Document Code: NR 2022-34, Title: OCC Releases CRA Evaluations for 23 National Banks and Federal Savings Associations, Related Rules: 12 Banks and Banking
Mar 31, 2022 Document Code: N/A, Title: Acting Comptroller Discusses Managing Tail Risks, Related Rules: 12 Banks and Banking
Mar 31, 2022 Document Code: NR 2022-32, Title: Acting Comptroller Discusses Managing Tail Risks, Related Rules: 12 Banks and Banking
Mar 29, 2022 Document Code: NR 2022-31, Title: OCC Hosts Mutual Savings Association Advisory Committee Meeting April 19, Related Rules: 12 Banks and Banking
Mar 29, 2022 Document Code: OCC 2022-7, Title: Commercial Real Estate Lending: Revised Comptroller's Handbook Booklet and Rescissions, Related Rules: 12 Banks and Banking
Mar 31, 2022 Document Code: OCC 2022-8, Title: Information Technology: OCC Points of Contact for Banks’ Computer-Security Incident Notifications, Related Rules: 12 Banks and Banking
Mar 31, 2022 Document Code: NR 2022-30, Title: Acting Comptroller of the Currency Launches Project REACh Efforts in Dallas, Related Rules: 12 Banks and Banking

SMALL BUSINESS ADMINISTRATION

Publish Date Title Industry Verticals
Apr 02, 2022 Document Code: RO22-13, Title: READOUT: The SBA Uplifts America’s Women Entrepreneurs During Women’s History Month with Month-long Programming, Including the Inaugural Women’s Business Summit and Virtual Armchair Discussion, Related Rules: 13 Business Credit and Assistance
Apr 01, 2022 Document Code: 22-30, Title: WHAT THEY ARE SAYING: Allies Praise Biden-Harris Administration Expansion of SBA’s Community Advantage Pilot Program Targeting Access to Capital for Underserved Entrepreneurs, Related Rules: 13 Business Credit and Assistance
Apr 01, 2022 Document Code: 22- 31, Title: Administrator Guzman Announces Expanded Efforts to Aggressively Crack Down on Bad Actors and Prevent Fraud in Programs, Related Rules: 13 Business Credit and Assistance
Apr 01, 2022 Document Code: 22-32, Title: Registration Opens for National Small Business Week Virtual Summit, “Building a Better America Through Entrepreneurship”, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: 22-28, Title: Small Business Digital Alliance Publishes Library of Free Digital Tools from National Members, Fortune 500 Companies Available to Small Businesses, Related Rules: 13 Business Credit and Assistance
Mar 31, 2022 Document Code: 22-29, Title: Administrator Guzman Announces 70% Increase in Industries Eligible for Women-Owned Small Business Federal Contracting Program, Related Rules: 13 Business Credit and Assistance
Mar 30, 2022 Document Code: 22-26, Title: Administrator Guzman Announces Expansion of the Women’s Business Center Network to All 50 States, Related Rules: 13 Business Credit and Assistance
Mar 30, 2022 Document Code: 22-27, Title: Biden-Harris Administration Expands SBA Pilot Program Targeting Access to Capital for Underserved Entrepreneurs, Related Rules: 13 Business Credit and Assistance