Week of April 04, 2022 - Regulatory Updates

Updates from agencies like SEC, OST, DOT, FRB, and FDIC from March 21, 2022 to March 27, 2022.


The agencies regulating the Banking and Financial Services Industry under Title 12, Title 13, Title 17, and Title 31 of the Electronic Code of Federal Regulations (eCFR) publish daily updates on their websites that contain information including Guidance, Bulletins, Press Releases, etc. Please find the summary of the updates by these agencies from March 21, 2022 to March 27, 2022.

Final Rules that became Effective this Week

eCFR Updates through Final Rules

No final rules are available for this week.

Federal Register Summary

PD NOT PR RULES PD SD PAGES
Mar 25, 2022 55 13 14 00 02 158
Mar 24, 2022 88 21 10 01 00 358
Mar 23, 2022 82 07 12 03 02 260
Mar 22, 2022 98 19 07 00 02 271
Mar 21, 2022 131 06 09 00 00 253

PD - Publish Date; NOT - Notices; PR - Proposed Rules; RULES - Rules; PD - Presidential Documents; SD - Significant Documents; PAGES - Number of Pages.

Agency Publications Summary

SECURITIES AND EXCHANGE COMMISSION

Publish Date Title Industry Verticals
Mar 25, 2022 Document Code: 2022-51, Title: San Francisco Regional Director Erin E. Schneider to Leave Agency, Related Rules: 17 Commodity and Securities Exchanges
Mar 25, 2022 Document Code: 2022-52, Title: SEC Awards $1.25 Million to Whistleblower, Related Rules: 17 Commodity and Securities Exchanges
Mar 25, 2022 Document Code: N/A, Title: Emerging Markets Roundtable, Related Rules: 17 Commodity and Securities Exchanges
Mar 24, 2022 Document Code: 2022-48, Title: Martha Legg Miller, Director of Small Business Advocate Office, to Leave SEC, Related Rules: 17 Commodity and Securities Exchanges
Mar 24, 2022 Document Code: 2022-49, Title: SEC Announces New Leadership in Examinations Division and New York Regional Office, Related Rules: 17 Commodity and Securities Exchanges
Mar 24, 2022 Document Code: 2022-50, Title: Women’s History Month Event: SEC to Host Free Virtual Financial Fraud Webinar, Related Rules: 17 Commodity and Securities Exchanges
Mar 24, 2022 Document Code: N/A, Title: Statement on Proposal to Remove References of Credit Ratings from Regulation M, Related Rules: 17 Commodity and Securities Exchanges
Mar 23, 2022 Document Code: 2022-47, Title: SEC Proposes Amendments to Remove References to Credit Ratings from Regulation M, Related Rules: 17 Commodity and Securities Exchanges
Mar 23, 2022 Document Code: N/A, Title: Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young, Related Rules: 17 Commodity and Securities Exchanges
Mar 22, 2022 Document Code: N/A, Title: Statement on Jury’s Verdict in Trial of Jonathan Dax Cooke and Keystone Capital Partners, Related Rules: 17 Commodity and Securities Exchanges
Mar 21, 2022 Document Code: 2022-46, Title: SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors, Related Rules: 17 Commodity and Securities Exchanges
Mar 21, 2022 Document Code: N/A, Title: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors, Related Rules: 17 Commodity and Securities Exchanges
Mar 21, 2022 Document Code: N/A, Title: Shelter from the Storm: Helping Investors Navigate Climate Change Risk[1], Related Rules: 17 Commodity and Securities Exchanges
Mar 21, 2022 Document Code: N/A, Title: We are Not the Securities and Environment Commission - At Least Not Yet, Related Rules: 17 Commodity and Securities Exchanges
Mar 21, 2022 Document Code: N/A, Title: Statement on Proposed Mandatory Climate Risk Disclosures, Related Rules: 17 Commodity and Securities Exchanges

OFFICE OF THE SECRETARY OF THE TREASURY

Publish Date Title Industry Verticals
Mar 26, 2022 Document Code: N/A, Title: READOUT: Deputy Secretary of the Treasury Wally Adeyemo’s Call with Ukrainian Minister of Finance Sergii Marchenko, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: Treasury Sanctions Six Individuals for Raising funds in the United Arab Emirates to Support Nigeria’s Boko Haram Terrorist Group, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: Treasury Sanctions Military Leaders, Military-Affiliated Cronies and Businesses, and a Military Unit Prior to Armed Forces Day in Burma, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: U.S. Treasury Sanctions Russia’s Defense-Industrial Base, the Russian Duma and Its Members, and Sberbank CEO, Related Rules: 31 Money and Finance: Treasury
Mar 23, 2022 Document Code: N/A, Title: READOUT: Secretary of the Treasury Janet L. Yellen’s Meeting with Queen Máxima of the Netherlands, Related Rules: 31 Money and Finance: Treasury
Mar 23, 2022 Document Code: N/A, Title: Statement from Secretary of the Treasury Janet L. Yellen on Secretary Madeleine Albright, Related Rules: 31 Money and Finance: Treasury
Mar 22, 2022 Document Code: N/A, Title: Remarks by Under Secretary for Domestic Finance Nellie Liang to the National Association for Business Economics, Related Rules: 31 Money and Finance: Treasury
Mar 21, 2022 Document Code: N/A, Title: Treasury Sanctions Sudanese Central Reserve Police for Serious Human Rights Abuse, Related Rules: 31 Money and Finance: Treasury
Mar 21, 2022 Document Code: N/A, Title: READOUT: Under Secretary of the Treasury Brian Nelson’s Visit to the Democratic Republic of the Congo, Related Rules: 31 Money and Finance: Treasury
Mar 21, 2022 Document Code: N/A, Title: Remarks by Assistant Secretary for Terrorist Financing and Financial Crimes Elizabeth Rosenberg at the Association of Certified Anti-Money Laundering Specialists (ACAMS) Hollywood Conference, Related Rules: 31 Money and Finance: Treasury
Mar 21, 2022 Document Code: N/A, Title: Statement by Secretary of the Treasury Janet L. Yellen on SEC Proposal to Enhance and Standardize Climate-Related Disclosures for Investors, Related Rules: 31 Money and Finance: Treasury

SECRET SERVICE, DEPARTMENT OF THE TREASURY

Publish Date Title Industry Verticals
Mar 25, 2022 Document Code: N/A, Title: Credit Union President Sentenced to Prison for Embezzlement, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: Romanian National Admits Role in ATM Skimming Scheme, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: U.S. Secret Service’s Investigation Uncovers Fraudster Connected to Multimillion Dollar Ransomware Attacks, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: Cybercriminal Connected to Multimillion Dollar Ransomware Attacks Sentenced for Online Fraud Schemes, Related Rules: 31 Money and Finance: Treasury
Mar 25, 2022 Document Code: N/A, Title: East Peoria Man Sentenced to 151 Months in Prison for Possession of Child Sexual Abuse Material, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: Ex-Savannah B&B manager sentenced to prison for embezzling more than half a million dollars, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: Manchester Man Pleads Guilty to Bank Fraud, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: Providence Man Pleads Guilty in Fraudulent Checks, Bank Fraud Scheme, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: Helena man sentenced to prison for bank fraud in COVID-19 relief scheme, Related Rules: 31 Money and Finance: Treasury
Mar 24, 2022 Document Code: N/A, Title: Georgia Man with Past Fraud Conviction Sentenced in CARES Act Fraud Case, Related Rules: 31 Money and Finance: Treasury
Mar 23, 2022 Document Code: N/A, Title: Maine Woman Pleads Guilty to Stealing Over $500,000 From New Hampshire Company, Related Rules: 31 Money and Finance: Treasury

FEDERAL RESERVE SYSTEM

Publish Date Title Industry Verticals
Mar 25, 2022 Document Code: N/A, Title: Federal Reserve Board announces it will extend comment period for proposal to implement a framework for the supervision of certain insurance organizations overseen by the Board until May 5, 2022, Related Rules: 12 Banks and Banking
Mar 24, 2022 Document Code: N/A, Title: The Red Hot Housing Market: the Role of Policy and Implications for Housing Affordability, Related Rules: 12 Banks and Banking
Mar 22, 2022 Document Code: N/A, Title: Federal Reserve Board issues enforcement action with former employee of Rabo AgriFinance LLC, Related Rules: 12 Banks and Banking
Mar 22, 2022 Document Code: N/A, Title: Federal Reserve Board announces approval of application by Citizens Financial Group, Inc., Related Rules: 12 Banks and Banking
Mar 22, 2022 Document Code: N/A, Title: Federal Reserve Board invites comment on interagency proposal to update policies and procedures governing administrative proceedings for supervised financial institutions, Related Rules: 12 Banks and Banking
Mar 21, 2022 Document Code: N/A, Title: Federal Reserve System publishes annual financial statements, Related Rules: 12 Banks and Banking
Mar 21, 2022 Document Code: N/A, Title: Restoring Price Stability, Related Rules: 12 Banks and Banking
Mar 21, 2022 Document Code: N/A, Title: Exploring Careers in Economics March 22, 2022, Related Rules: 12 Banks and Banking

FEDERAL DEPOSIT INSURANCE CORPORATION

Publish Date Title Industry Verticals
Mar 25, 2022 Document Code: PR-24-2022, Title: Acting Chairman Gruenberg Issues Statement on the Property Appraisal and Valuation Equity (PAVE) Task Force Report, Related Rules: 12 Banks and Banking
Mar 25, 2022 Document Code: PR-25-2022, Title: FDIC Makes Public February Enforcement Actions, Related Rules: 12 Banks and Banking
Mar 25, 2022 Document Code: PR-26-2022, Title: FDIC Issues Request for Information on Bank Mergers, Related Rules: 12 Banks and Banking
Mar 25, 2022 Document Code: N/A, Title: Statement by FDIC Acting Chairman Gruenberg on the Property Appraisal and Valuation Equity (PAVE) Task Force Report, Related Rules: 12 Banks and Banking
Mar 25, 2022 Document Code: FIL-11-2022, Title: FDIC Request for Information on Bank Merger Act, Related Rules: 12 Banks and Banking